Executive Risk & Compliance

             

Job Title: Executive Risk and Compliance
Experience: 3 to 5 years
CTC (Cost to Company): 3 to 5 LPA
Location: Sec-28, Gurgaon

Preferred Experience: Candidates with experience in payments technology and transaction companies are preferred.

Job Description:

We are seeking an experienced Executive for Risk and Compliance with a solid background in policy formulation, policy implementation, and compliance tasks. The ideal candidate will have 3 to 5 years of relevant experience in the field and a comprehensive understanding of risk management principles in the payments technology and transaction sector.

Responsibilities:

• Report directly to the Chief Compliance Officer (CCO) of the Bank.
• Keep the Board and senior management informed about regulations, rules, standards, and updates.
• Provide guidance on compliance matters to other units within the Bank.
• Conduct compliance risk assessments and develop risk-oriented activity plans, subject to approval by the ACB (Audit and Compliance Board).
• Promptly inform the Board, Audit Committee, and MD & CEO about significant compliance risk changes or observations.
• Report compliance failures or breaches periodically to the Board/ACB and relevant functional heads.
• Conduct regular and representative compliance testing and report results to the Board, Audit Committee, and MD & CEO.
• Ensure sustainability of compliance during compliance testing and annual assessments.
• Ensure timely and sustainable compliance with supervisory observations from regulatory bodies like RBI.
• Manage circulars issued by regulatory bodies (RBI, SEBI, IRDA, AMFI, UIDAI, NPCI, IT, etc.), circulate guidelines to relevant units, and ensure prompt implementation.
• Develop and implement KYC & AML (Know Your Customer & Anti-Money Laundering) policies in accordance with RBI guidelines.
• Conduct Mystery Shopping across branches, verticals, and departments to assess compliance adherence.

Qualifications:

• Bachelor's degree in Business Administration, Finance, Law, or a related field.
• 3 to 5 years of relevant experience in risk management, compliance, or a related field, preferably in payments technology or transaction companies.
• Strong understanding of regulatory requirements and industry best practices in risk management and compliance.
• Excellent communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams.
• Analytical mindset with strong problem-solving abilities.
• Certification in risk management or compliance (e.g., CRCM, CAMS) is a plus.

If you meet the above qualifications and are passionate about driving risk management and compliance initiatives in a dynamic environment, we encourage you to apply.

How to Apply:

We appreciate your interest in this job opportunity. If you meet the eligibility criteria and are eager to apply for the position, please provide the following mandatory details along with your updated CV:

• Full Name- 
• Mobile No-
• Date of Birth- 
• Marital Status-
• Nationality- 
• Gender-
• Total Years Experience- 
• Relevant Experience-
• Current Company Name- 
• Serving Notice Period [Yes/No]-
• Notice Period in days- 
• Current Annual CTC-
• Expected Annual CTC- 
• Preferred time to connect on call-
• Do you have any disability[Yes/No]- 
• Present Address with PIN-
• Permanent Address with PIN- 
• Reason for change- 
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• Kindly ensure all details are accurate and up-to-date. We look forward to receiving your comprehensive application.

  E-Mail: hr@peopleservices.in
  
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